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Showing 6101 to 6110 of 7134 search results for final notice.

  1. First Supervisory Notice 2023: Lisa Maureen Campbell and Campbell & Associates Independent Financial Advice Limited [pdf]

    Supervisory notices Published: 04/04/2023
    For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose the following conditions on Lisa Campbell’s approval as a senior manager at Campbell & Associates Independent Financial Advice Limited

  2. EIOPA Guidelines on outsourcing to cloud service providers

    Statements Published: 08/07/2020 Last modified: 08/07/2020
    Statement on EIOPA Guidelines on outsourcing to cloud service providers

  3. Get-rich-quick, Ponzi and pyramid schemes

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.

  4. Review of retained provisions of the Consumer Credit Act: Final report

    Corporate documents Published: 02/08/2018 Last modified: 25/03/2019
    On 25 March 2019, we submitted our final report on the review of the retained provisions of the Consumer Credit Act 1974 (CCA), to HM Treasury. We have also published the report.

  5. First Supervisory Notice 2020: Uncle Buck Finance LLP [pdf]

    Supervisory notices Published: 19/03/2020
    First Supervisory Notice 2020: Uncle Buck Finance LLP

  6. FSCS supplementary levies for 2020/21

    Tasks for regulated firms Published: 05/02/2020 Last modified: 13/02/2023
    Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy.

  7. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    We believe this is misleading. Connaught’s marketing material compares the returns on its funds with fixed-rate notice bank and building society accounts.

  8. PS18/25: EU Securitisation Regulation

    Policy statements Published: 12/10/2018 Last modified: 09/01/2019
    This Policy Statement outlines the final and near-final rules that implement the EU Securitisation Regulation and Capital Requirements Regulation (CRR) Amendment. This Policy Statement follows our Consultation Papers CP18/22 (August 2018) and

  9. Main FCA transitional directions (Annex B) [pdf]

    Handbook Published: 22/12/2020
    This is our final direction made on 22 December 2020.

  10. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    Turning now to my third and final topic: what economics and related disciplines tell us about establishing and maintaining an appropriate culture in organisations.Again, what I am going to say
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