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  1. FCA First Supervisory Notice 2017: Larksway Investments Limited [pdf]

    Supervisory notices Published: 29/11/2017

  2. Financial regulator secures confiscation order against convicted CFO

    Press Releases Published: 03/11/2023 Last modified: 03/11/2023
    Southwark Crown Court has imposed a Confiscation Order against Timothy Coleman, formerly of Redcentric Plc, following his previous convictions for false accounting and making misleading statements to the market.

  3. FCA places restrictions on London Court Ltd

    News stories Published: 06/10/2023 Last modified: 20/10/2023
    On 22 August 2023, the FCA imposed restrictions on London Court Limited for failings relating to the 'My Investment Hub' platform.

  4. FCA and Bank of England statement on joint review of open-ended funds

    Statements Published: 16/12/2019 Last modified: 16/12/2019
    The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report.

  5. First Supervisory Notice 2021: Sentor Solutions Commercial Limited [pdf]

    Supervisory notices Published: 08/09/2021
    This FSN (Sentor Solutions Commercial Ltd) concerns the FCA’s use if its power of intervention in respect of a firm failing to pay due regard to the interests of its customers and treat them fairly.

  6. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  7. Retail Distribution Revew: Post Implementation Review - Europe Economics [pdf]

    External research Published: 16/12/2014 Last modified: 16/12/2014
    This is Europe Economics’ final report on the impacts of the Retail Distribution Review (RDR). This work is part of the first phase of the Financial Conduct Authority’s (FCA’s) post-implementation review (PIR) of the RDR.

  8. FCA publishes final rules to make those in the banking sector more accountable

    Press Releases Published: 07/07/2015 Last modified: 19/04/2016
    FCA publishes final rules to make those in the banking sector more accountable. ... Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015.

  9. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FCA Second Supervisory Notice 2014: SK8 Financial Services Limited [pdf]

    Supervisory notices Published: 27/03/2014 Last modified: 14/06/2014
    For the reasons given below, having taken into account the representations made by the firm and pursuant to section 55J of the Act, the Authority has decided not to rescind the variation of the permission granted to SK8 pursuant to Part 4A of the Act
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