Search results

Showing 6171 to 6180 of 7136 search results for final notice.

6171. Duty calls: Future-proofing finance for everyone

      Press Releases Published: 28/12/2023 Last modified: 03/01/2024
      Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

6172. FCA statement on MiFID II inducements and research

      Statements Published: 26/10/2017 Last modified: 26/10/2017
      The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

6173. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

      Policy statements Published: 22/07/2015 Last modified: 30/09/2022
      In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.

6174. Final Guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)

      Policy and guidance Finalised guidance Published: 03/03/2021 Last modified: 21/04/2021
      This guidance sets out the types of evidence and methodologies which policyholders may use when proving the presence of coronavirus (Covid-19) in a particular area around their premises.

6175. FCA stops FXVC offering CFDs to UK customers

      Press Releases Published: 16/04/2021 Last modified: 07/07/2021
      The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors

6176. Apply to become a sponsor

      Markets Published: 04/05/2016 Last modified: 29/07/2024
      If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.

6177. Consumer credit – Ongoing service and end of agreement

      Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
      We outline why your commitment to customers does not end after they enter into an agreement with you.

6178. FCA stops EverFX offering CFDs to UK customers

      Press Releases Published: 26/05/2021 Last modified: 26/05/2021
      The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors.

6179. Conduct risk during LIBOR transition

      Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
      Questions and answers for firms on conduct risk during LIBOR transition.

6180. Effectiveness of the AML regime in disrupting financial crime

      Speeches Published: 10/11/2016 Last modified: 06/12/2016
      Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.