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Showing 621 to 630 of 7090 search results for final notice.

621. FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited [pdf]

     Final notices Published: 11/10/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Rotheville (Insurance Brokers) Limited

622. FSA Final Notice 2006: Wendashire Finance (2000) Limited [pdf]

     Final notices Published: 23/10/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Wendashire Finance (2000) Limited

623. Final notice 2016: Shay Jacob Reches [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of section 63A and FIT related to appointed representatives, failing to be open and co-operative, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and protection

624. FSA Final Notice 2007: Kilminster Financial Management Limited [pdf]

     Final notices Published: 11/06/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Kilminster Financial Management Limited

625. FSA Final Notice 2010: Kensington Mortgage Company Limited [pdf]

     Final notices Published: 12/04/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Kensington Mortgage Company Limited

626. FSA Final Notice 2007: Wills & Co Stockbrokers Limited [pdf]

     Final notices Published: 31/10/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Wills & Co Stockbrokers Limited

627. Final Notice 2019: Rarezero Ltd [pdf]

     Final notices Published: 15/11/2019
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

628. Final Notice 2022: MHM Plant Group Limited [pdf]

     Final notices Published: 18/11/2022
     This final notice (MHM Plant Group Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

629. Final Notice 2020: Barclays [pdf]

     Final notices Published: 15/12/2020
     This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

630. FSA Final Notice 2006: Monarch Insurance Services Limited [pdf]

     Final notices Published: 27/02/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Monarch Insurance Services Limited