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First Supervisory Notice: Bank House Investment Management Limited [pdf]
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FCA publishes PPI complaints deadline Progress Report
The FCA has published an update on the progress of its payment protection insurance (PPI) consumer communications campaign and supporting supervisory work. -
Investigation opening criteria
Factors we consider when deciding to open an investigation, including how we assess serious misconduct. -
EEA prospectus passports
The Brexit transition period has ended and EU law no longer applies in the UK. Passporting of prospectuses between the UK and EEA states has ended. -
FCA acts to improve competition in the current account market
The Financial Conduct Authority (FCA) has today announced that it will take action to improve competition in the current account market. This follows a series of recommendations which were proposed by the Competition and Markets Authority (CMA) as -
Cash savings: Sunlight remedy second report
A notice period for making withdrawals. A requirement for a minimum operating balance of more than £100. -
Listening up to level up – regulating finance for the whole of the UK
Speech by Charles Randell, Chair of the FCA, at the Centre for Commercial Law Studies, Queen Mary University of London. -
FG13/9 - Primary Market Bulletin No. 7
The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 7. -
Business interruption test case: Argenta Syndicate Management Ltd application for a ‘leapfrog’ appeal [pdf]
This is Argenta Syndicate Management Ltd’s application for a ‘leapfrog’ appeal in the business interruption insurance test case. -
AI Scheme supplemental VREQ application [pdf]