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GC16/3: Primary Market Bulletin No. 13
Listing securities via final terms (UKLA/PN/902.2). ... Final Terms (UKLA/TN/629.3). -
Our response to the Parliamentary Commission on Banking Standards
We welcome its final report and here we set out our response to it. ... The Commission’s final report sets out a vision for a new approach for Government, industry and the regulators. -
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance -
Information on Requirements Notices on Defined Benefit Transfers - May 2022
The FCA provides information on Requirements Notice on Defined Benefit Transfers. -
Update on the FCA’s work on retirement income
We will consult widely about the detail over summer, and will publish our final recommendations by the end of 2014. -
Decision Notice: Cathay International Holdings Limited [pdf]
This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed. -
Remaining synthetic US dollar LIBOR settings – 3 months to go
The remaining synthetic US dollar LIBOR settings are expected to cease on 30 September 2024. -
Tougher rules for payday lenders take effect
Additional rules for payday lenders and other firms offering high-cost short-term credit take effect from 1 July 2014. Find out more about what these lenders now have to do. -
Notice of Undertaking: James Brearley & Sons Limited [pdf]
The FCA has published an undertaking from James Brearley & Sons Limited regarding a potentially unfair term in its share dealing contract. The undertaking has been provided under the Consumer Rights Act 2015 (CRA) and the Unfair Terms in Consumer -
FCA places restrictions on KBFS Financial Limited
We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.