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FCA confirms final rules on improving the quality of pension transfer advice
The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice. -
Strategic Review of Retail Banking Business Models: Final report [pdf]
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What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA publishes Decision Notice for Andrew Tinney, former Barclays Wealth senior director
The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This sets out the FCA’s finding that Mr Tinney should -
FCA proposes price cap for payday lenders
discussions with industry and consumer groups. The final rules will be published in November 2014 so that affected firms have time to prepare for, and implement, the changes. ... The FCA’s final rules for payday lenders, and all other consumer credit -
First Supervisory Notice 2021: ICC Intercertus Capital Limited [pdf]
This FSN (ICC Intercertus Capital Limited) concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime. -
Information on End of Year performance ratings - July 2024
FCA provides information on End of Year performance ratings. -
Notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State under the Markets in Financial Instruments Directive (MiFID) [pdf]
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FCA reforms to enhance the effectiveness of UK primary markets
The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective. -
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR [pdf]
Article 21(3) Benchmarks Regulation – Notice of First Decision – review of 1 and 6 month sterling LIBOR