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Showing 6251 to 6260 of 7139 search results for final notice.

  1. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    These summarise of our final rules and guidance on the SM&CR, including the Duty of Responsibility.

  2. Application to perform a controlled or senior management function: Connect

    Firms Published: 08/06/2016 Last modified: 04/10/2023
    Application to perform a controlled or senior management function

  3. General insurance add-ons market study

    Market studies Published: 24/07/2014 Last modified: 01/04/2016
    This report sets out our final findings from our market study on the sale of general insurance add-ons. ... MS14/1: General Insurance Add-Ons: Final Report – Confirmed Findings of the Market Study.

  4. The FCA publishes Decision Notice for Andrew Tinney, former Barclays Wealth senior director

    Press Releases Published: 14/09/2016 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This sets out the FCA’s finding that Mr Tinney should

  5. FCA discontinues action against Craig Whyte

    Press Releases Published: 28/02/2022 Last modified: 28/02/2022
    The decision to end the case was taken after the FCA received new information from Mr Whyte’s previous lawyers which meant there was no longer a realistic prospect of a conviction.

  6. FCA Procedural Officer Decision 2018/1 [pdf]

    Notices and decisions Published: 22/05/2019

  7. Prospectus Regulation Rules Cross Reference lists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.

  8. Information on FCA's recent investigation into NatWest - December 2021

    FOI Release Date of Release: 24/12/2021
    The FCA responds to questions regarding its investigation into NatWest for breaches of the Money Laundering Regulations 2007.

  9. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  10. FCA welcomes Lord Hill’s Listing Review report

    Statements Published: 03/03/2021 Last modified: 05/03/2021
    The FCA responds to the publication of Lord Hill's recommendations in the UK Listings Review, launched by HM Treasury in November last year.
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