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Showing 6281 to 6290 of 7139 search results for final notice.

  1. Decision Notice 2018: One Call Insurance Services Limited [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. Our view is that a fine and restriction should be imposed.

  2. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  3. Independent Review of Interest Rate Hedging Products (IRHPs) - Final Report [pdf]

    Corporate documents Published: 14/12/2021 Last modified: 07/02/2022
    Independent Review of Interest Rate Hedging Products (IRHPs) - Final Report.

  4. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  5. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices Published: 08/08/2019
    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.

  6. PS18/11: Sovereign controlled companies

    Policy statements Published: 08/06/2018 Last modified: 08/06/2018
    In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1

  7. Variation of requirements to the permissions covering all 13 business partners [pdf]

    Requirement notices Published: 28/10/2013 Last modified: 12/07/2016

  8. Information for investors with Pritchard Stockbrokers Limited

    News stories Published: 15/02/2012 Last modified: 23/04/2013
    On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you

  9. Partial amendment of rules [docx]

    Forms Published: 16/03/2018

  10. Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities [pdf]

    LIBOR notices Published: 16/11/2021
    Article 23C Benchmarks Regulation – Draft notice of permitted legacy use by supervised entities
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