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Showing 631 to 640 of 7090 search results for final notice.

631. FSA Final Notice 2008: Change of control – Resolution plc. [pdf]

     Final notices Published: 17/04/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Change of control – Resolution plc.

632. FSA Final Notice 2009: Eastbourne Financial Services Limited (In Liquidation) [pdf]

     Final notices Published: 03/03/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Eastbourne Financial Services Limited (In Liquidation)

633. FSA Final Notice 2012: Artif Reyaz trading as Insurepay [pdf]

     Final notices Published: 17/04/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Artif Reyaz trading as Insurepay

634. FSA Final Notice 2005: Thomas McGuigan trading as BMG Financial Services [pdf]

     Final notices Published: 01/05/2005 Last modified: 14/06/2014
     FSA Final Notice 2005: Thomas McGuigan trading as BMG Financial Services

635. FSA Final Notice 2010: Jeffrey Burley [pdf]

     Final notices Published: 19/07/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Jeffrey Burley

636. Final Notice 2021: Mr Adrian Horn [pdf]

     Final notices Published: 04/03/2021
     The Final Notice refers to breaches of MAR and FIT relating to Market Abuse in the Trading Firm sector. We imposed a Financial Penalty and Prohibition.

637. FSA Final Notice 2009: Gaenor Clayton [pdf]

     Final notices Published: 01/04/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Gaenor Clayton

638. FCA Final Notice 2014: Royal Bank of Scotland plc and National Westminster Bank Plc [pdf]

     Final notices Published: 27/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 2, PRIN 9, and MCOB related to mis-selling in the retail bank sector. We imposed a fine.

639. FCA Final Notice 2014: Mohsin Shahzad Khan [pdf]

     Final notices Published: 11/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

640. FCA Final Notice 2013: Derek Jones [pdf]

     Final notices Published: 29/04/2013 Last modified: 19/05/2015
     This final notice refers to breaches of APER 6 related to lack of fitness /propriety in the mortgage and consumer credit sector. We imposed a prohibition.