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Showing 6311 to 6320 of 7139 search results for final notice.

  1. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    The final text of the Article refers to this determination being made by reference to a policy established by the firm itself.

  2. FCA statement on contract for difference products and CP16/40

    Statements Published: 29/06/2017 Last modified: 29/06/2017
    This statement provides an update on the Financial Conduct Authority’s (FCA) policy work on contract for difference products (CFDs) and CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail

  3. Taflen wybodaeth - Ôl-ddyledion - mono version - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you are behind with payments and have received an arrears notice here is some important information to help you.

  4. Information sheet - Default - mono version - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you have been sent a default notice warning of potential action against you here is some important information to help.

  5. OFT Requirement Notice: American Express Services Europe Limited [pdf]

    Requirement notices Published: 17/11/2010 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on American Express Services Europe Limited which applies to its Consumer Credit Interim Permission.

  6. Product sales data: specific management-related FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: specific management-related FAQs.

  7. Transparency waivers and deferrals

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/01/2023
    Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals.

  8. FS23/6: Artificial Intelligence and Machine Learning

    Feedback statements Published: 26/10/2022 Last modified: 26/10/2023
    We asked for your input on the role supervisory authorities should have in supporting the safe and responsible adoption of AI in UK financial services..

  9. Statement of Policy on the designation of benchmarks under Article 23A BMR [pdf]

    Policy statements Published: 05/03/2021
    We set out our final policy in respect of Article 23A, fulfilling the requirement at Article 23F(1)(b).

  10. FCA bans the sale of crypto-derivatives to retail consumers

    Press Releases Published: 06/10/2020 Last modified: 06/10/2020
    The FCA has published final rules banning the sale of derivatives and exchange traded notes (ETNs) that reference certain types of cryptoassets to retail consumers
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