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  1. FSCS levy calculation 2020/21 [pdf]

    Fees information Published: 13/07/2020
    Financial Services Compensation Scheme Levy Calculation Notes 2020/21 Final Rates

  2. PS16/13: Implementation of the Market Abuse Regulation

    Policy statements Published: 28/04/2016 Last modified: 13/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

  3. Information on dawn raids conducted by the FCA -October 2022

    FOI Release Date of Release: 31/10/2022
    FCA provides information on dawn raids conducted by the FCA.

  4. Our approach to cyber security in financial services firms

    Speeches Published: 21/09/2016 Last modified: 14/11/2016
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit.

  5. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements Published: 08/12/2017 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.

  6. MS14/6.3: Credit card market study final findings report [pdf]

    Market studies Published: 26/07/2016 Last modified: 26/07/2016
    We publish the final findings of a study of the credit card market and set out a package of measures to help consumers take better control of their spending.

  7. FCA finalise plans to place a deadline on PPI complaints

    Press Releases Published: 02/03/2017 Last modified: 18/08/2017
    The Financial Conduct Authority has today confirmed that it will introduce a deadline for making new payment protection insurance (PPI) complaints.

  8. Leaving SRO or CRO

    Published: 03/03/2021 Last modified: 02/01/2024
    Find out how to cancel a temporary permission if your firm is in the TPR or SRO.

  9. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  10. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.
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