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Showing 6371 to 6380 of 7139 search results for final notice.

  1. PS20/9: General Insurance Value Measures

    Policy statements Published: 30/01/2019 Last modified: 22/09/2020
    This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

  2. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    year. The FCA will confirm final rules by July 2016, by which time EU Member States must have transposed MiFID II into national laws and regulations.

  3. Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]

    Supervisory notices Published: 28/02/2019 Last modified: 28/02/2019
    This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed

  4. Research Note: Cryptoassets consumer research 2023 (Wave 4)

    Data and research Research Published: 08/06/2023 Last modified: 08/06/2023
    This report contains independent quantitative research which clearly shows that cryptoassets awareness and ownership are increasing in the United Kingdom.

  5. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

  6. CP16/11: PSR regulatory fees 2016/17

    Consultation papers Published: 15/04/2016 Last modified: 01/05/2024
    The PSR sets out its policy decisions on the allocation, calculation, and collection of PSR fees for 2016/17, and further proposals for consultation.

  7. Notice of Decision 2023: Cargo Marine International Consultants Limited [pdf]

    Decision notices Published: 17/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  8. DP14/3 The use of dealing commission regime

    Discussion papers Published: 10/07/2014 Last modified: 25/11/2021
    We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors.

  9. Decision Notice: Bank House Investment Management Limited [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  10. Second Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]

    Supervisory notices Published: 16/01/2018
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