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Showing 6381 to 6390 of 7139 search results for final notice.

6381. Mutual societies registration function: 2022-23

      Mutual societies Corporate documents Published: 26/05/2023 Last modified: 26/05/2023
      An update on the FCA's work and a breakdown of societies on the register.  

6382. Insights from the 2020 Cyber Coordination Groups

      Research notes Published: 29/04/2021 Last modified: 29/04/2021
      Overview and insight from the latest quarterly Cyber Coordination Group meeting

6383. Information on FCA enforcement investigations - October 2021

      FOI Release Date of Release: 26/10/2021
      The FCA provides data on open FCA enforcement investigations.

6384. Brexit: what does it mean for financial markets to be open?

      Speeches Published: 24/04/2018 Last modified: 24/04/2018
      Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.

6385. PS23/11: Guidance on the trading venue perimeter

      Policy statements Published: 05/07/2023 Last modified: 05/07/2023
      Consultation on new guidance on the regulatory perimeter for trading venues

6386. Blockchain: considering the risks to consumers and competition

      Speeches Published: 26/04/2018 Last modified: 26/04/2018
      Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands.

6387. FCA publishes rules that will apply at the end of the transition period

      Press Releases Published: 01/10/2020 Last modified: 02/10/2020
      We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.

6388. First Supervisory Notice 2019: Organic Investment Management Limited [pdf]

      Supervisory notices Published: 16/01/2019
      This first supervisory notice (Organic Investment Management Limited) refers to a failure to satisfy the appropriate resources threshold condition (COND) and breaches of SYSC. We imposed requirements on the firm.

6389. Whistleblowing in UK branches of foreign banks: PS17/7

      Policy statements Published: 28/09/2016 Last modified: 03/05/2017
      This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

6390. MiFID II passporting application form: service passport [pdf]

      Forms Published: 17/07/2017
      MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport