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Showing 641 to 650 of 7090 search results for final notice.

641. FSA Final Notice 2009: Melanie Aspden [pdf]

     Final notices Published: 01/04/2009 Last modified: 08/06/2015
     FSA Final Notice 2009: Melanie Aspden

642. FSA Final Notice 2009: Skyline Insurance Brokers Limited [pdf]

     Final notices Published: 07/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Skyline Insurance Brokers Limited

643. FSA Final Notice 2007: Dwain Leaver t/a PHS Mortgage Brokers [pdf]

     Final notices Published: 18/01/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Dwain Leaver t/a PHS Mortgage Brokers - final notice

644. FSA Final Notice 2012: Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers [pdf]

     Final notices Published: 03/05/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Clive Herbert Danby Heaps trading as Danby-Heaps Insurance Brokers

645. FSA Final Notice 2007: Craig Nevill trading as Mortgagehunter Independent Mortgage Services [pdf]

     Final notices Published: 18/01/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Craig Nevill trading as Mortgagehunter Independent Mortgage Services - final notice

646. Final Notice 2018: Alex Payne [pdf]

     Final notices Published: 16/08/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

647. Final Notice 2022: NWUS Ltd [pdf]

     Final notices Published: 04/03/2022
     We have issued a Final Notice to NWUS Ltd, refusing their application to carry on regulated activities as mentioned.

648. FSA Final Notice 2010: Michael Kwesi Yamoah [pdf]

     Final notices Published: 28/07/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Michael Kwesi Yamoah

649. FCA Final Notice 2014: Philip Eley [pdf]

     Final notices Published: 27/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

650. Final Notice 2022: Metro Bank plc [pdf]

     Final notices Published: 12/12/2022
     The Final Notice (Metro Bank plc) refers to breaches of Listing Rules 1.3.3R related to misleading information not to be published in the Retail Bank sector. We imposed a financial penalty.