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Showing 6431 to 6440 of 7139 search results for final notice.

  1. CP21/16: Quarterly Consultation Paper No. 32

    Consultation papers Published: 04/06/2021 Last modified: 16/08/2021
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  2. Reports on payments to governments (DTR 4.3A)

    Markets Published: 29/07/2016 Last modified: 08/01/2021
    Some issuers need to prepare a DTR 4.3A report on payments to governments.

  3. FCA starts court process to recover money for investors

    Press Releases Published: 07/02/2023 Last modified: 07/02/2023
    We have commenced High Court proceedings to recover money for victims of the firm’s unlawful activity.

  4. Final Guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)

    Policy and guidance Finalised guidance Published: 03/03/2021 Last modified: 21/04/2021
    This guidance sets out the types of evidence and methodologies which policyholders may use when proving the presence of coronavirus (Covid-19) in a particular area around their premises.

  5. FCA publishes decision notice against Alistair Burns deciding to ban him and fine him

    Press Releases Published: 01/12/2016 Last modified: 10/11/2017
    The Financial Conduct Authority has today published a Decision Notice in respect of Alistair Burns, Chief Executive at TailorMade Independent Limited (TMI).

  6. FCA highlights areas of focus for firms implementing the Consumer Duty

    Press Releases Published: 25/01/2023 Last modified: 25/01/2023
    With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

  7. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

    Policy statements Published: 22/01/2018 Last modified: 17/12/2018
    Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

  8. Credit Card Market Study

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Find out how the FCA has taken measures to improve the consumer credit market for those potentially in problematic debt.

  9. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  10. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The
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