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  1. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  2. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  3. FCA statement on judicial review of PPI complaints measures

    Statements Published: 20/10/2017 Last modified: 20/10/2017
    The decision made by the Court of Appeal is final and cannot be further reviewed or appealed.

  4. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

  5. Article 23C Benchmarks Regulation – Draft Notice of Permitted Legacy Use by Supervised Entities [pdf]

    LIBOR notices Published: 03/04/2023 Last modified: 05/04/2023
    Article 23C Benchmarks Regulation USD – Draft Notice of Permitted Legacy Use by Supervised Entities.

  6. Second Supervisory Notice 2020: Perry Prowse (Insurance Consultants) Ltd [pdf]

    Supervisory notices Published: 29/06/2020
    Second Supervisory Notice for Perry Prowse (Insurance Consultants) Ltd.

  7. FG15/5 - Primary Market Bulletin Nos. 8 and 9

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    Cancellation of listing or transfer between listing categories – requests to waive the 20 business day notice period (UKLA/TN/210.1).

  8. FCA pay gap data 2024

    Data Published: 09/07/2024 Last modified: 18/07/2024
    The FCA pay gap data for 2024 covers the reporting period 1 April 2023 to 31 March 2024.

  9. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  10. FCA to consult on new measures for cash savings account holders

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    Canary Wharf. London E14 5HS. The final findings of the cash savings market study were published in January 2015 and found that providers have significant amounts of consumers’ savings balances in ... The final findings and proposed remedies are set
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