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  1. Amendments to the IFPR Instrument 2021 since publishing the near-final version

    Firms Focus areas Published: 12/11/2021 Last modified: 13/02/2023
    We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.

  2. DP16/3: Availability of information in the UK Equity IPO process

    Discussion papers Published: 13/04/2016 Last modified: 13/04/2016
    The evidence showed that, in the typical UK IPO process, the blackout period means the pathfinder and final approved prospectuses are often made available to investors late in the IPO process.

  3. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements Published: 01/07/2019 Last modified: 02/07/2019
    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

  4. Information sheet - Arrears - Mono with crop marks - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you are behind with payments and have received an arrears notice here is some important information to help you.

  5. Information sheet - Arrears - CMYK with crop marks - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you are behind with payments and have received an arrears notice here is some important information to help you.

  6. Information sheet - Default - CMYK with crop marks - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you have been sent a default notice warning of potential action against you here is some important information to help.

  7. Information sheet - Default - Mono with crop marks - August 2018 [pdf]

    Information sheets Published: 02/05/2018
    If you have been sent a default notice warning of potential action against you here is some important information to help.

  8. Information on COVID 19 BI claims brokers - December 2022

    FOI Release Date of Release: 02/12/2022
    Information on Covid 19 BI claims brokers.

  9. EBA Guidelines on Operational and Security Risks under PSD2

    Statements Published: 19/12/2017 Last modified: 08/06/2023
    On 12 December 2017 the European Banking Authority published final Guidelines on security measures for operational and security risks of payments services under the revised Payment Services Directive.

  10. Directions and requirements placed on Samweb for providing misleading information to consumers

    News stories Published: 07/11/2022 Last modified: 16/11/2022
    FCA has issued First and Second Supervisory Notices.
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