Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 651 to 660 of 7090 search results for final notice.

  1. FSA Final Notice 2009: Mr Jonathan Mark Smith [pdf]

    Final notices Published: 26/02/2009 Last modified: 08/06/2015
    FSA Final Notice 2009: Mr Jonathan Mark Smith

  2. FSA Final Notice 2011: David Pascall Andrew McGrath [pdf]

    Final notices Published: 17/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Pascall Andrew McGrath

  3. FSA Final Notice 2011: Mr Stephen Robert Allen [pdf]

    Final notices Published: 07/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Robert Allen

  4. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

    Final notices Published: 24/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

  5. FSA Final Notice 2010: Simply Trading Group Limited [pdf]

    Final notices Published: 28/07/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Simply Trading Group Limited

  6. Final Notice 2022: John Gordon (trading as Magic Cycles) [pdf]

    Final notices Published: 27/10/2022
    This final notice (John Gordon - trading as Magic Cycles) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. FSA Final Notice 2009: Thames Valley Motorcycles Limited [pdf]

    Final notices Published: 06/04/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Thames Valley Motorcycles Limited

  8. FSA Final Notice 2008: Simon Poole [pdf]

    Final notices Published: 09/07/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Simon Poole

  9. FSA Final Notice 2008: Filip Boyen [pdf]

    Final notices Published: 12/11/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Filip Boyen

  10. FSA Final Notice 2009: Western County Consultants Limited [pdf]

    Final notices Published: 09/01/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Western County Consultants Limited
Related searches
Related topics