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  1. FCA publishes Decision Notices for Banque Havilland SA and three of its former employees

    Press Releases Published: 05/05/2023 Last modified: 11/05/2023
    The FCA has decided to fine Banque Havilland £10m; its former London branch CEO, Edmund Rowland, £352,000; David Weller, a former London branch senior manager, £54,000; and Vladimir Bolelyy, a former London branch employee, £14,200.

  2. End of implementation period for debt packager referral fee ban

    Statements Published: 02/10/2023 Last modified: 02/10/2023
    Our Policy Statement and Final Rules on the debt packager referral fee ban (PS23/5) was published on 2 June 2023. In it we said that existing debt packagers and their existing Appointed Representatives (ARs) at that time could benefit from an

  3. The USD LIBOR panel ceases at end-June 2023: Are you ready?

    News stories Published: 12/04/2023 Last modified: 12/04/2023
    It is now less than 90 days until the USD LIBOR panel ceases on 30 June 2023, marking another critical milestone in the necessary transition to robust Risk-Free Reference Rates (RFRs).

  4. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  5. PS19/29: Making transfers simpler – feedback to CP19/12 and final rules

    Policy statements Published: 14/03/2019 Last modified: 13/03/2024
    CP19/12: Consultation on Investment Platforms Market Study Remedies

  6. FCA First Supervisory Notice 2015: Haydon Associates Debt Management Consultants Limited [pdf]

    Supervisory notices Published: 21/05/2015 Last modified: 21/05/2015

  7. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.

  8. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum

  9. FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule

    Statements Published: 17/08/2023 Last modified: 01/09/2023
    We set out our expectations for crypto firms to comply with the Travel Rule.

  10. First Supervisory Notice 2023: Campbell & Associates Independent Financial Advice Limited [pdf]

    Supervisory notices Published: 10/02/2023 Last modified: 12/06/2023
    For the reasons given and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Campbell & Associates Independent Financial Advice Limited.
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