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Showing 6521 to 6530 of 7139 search results for final notice.

6521. Supporting consumers with pension transfers

      Published: 30/08/2023 Last modified: 30/08/2023
      Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice.

6522. Where next for investment and asset management regulation?

      Speeches Published: 28/09/2017 Last modified: 02/10/2017
      Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

6523. MiFID II passporting application form: MTF/OTF notification [pdf]

      Forms Published: 17/07/2017
      MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

6524. Call of Duty: How putting customers front and centre will help industry innovate

      Speeches Published: 22/02/2023 Last modified: 17/11/2023
      Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the 'Countdown to Implementation of the Consumer Duty' event.

6525. Shell companies benefiting from Transitional Provisions under the UK Listing Rules

      Primary markets Published: 29/07/2024 Last modified: 29/07/2024
      The transitional provisions and how some shell companies benefit from them.

6526. High-cost short-term credit and coronavirus: draft temporary guidance for firms

      Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
      This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans

6527. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

      Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
      Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

6528. FCA enforcement investigations 2021 and 2022 - February 2022

      FOI Release Date of Release: 22/02/2022
      The FCA answers multiple questions regarding the FCA's enforcement investigations.

6529. UK MiFID framework notifications

      Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
      If you’re an authorised investment firm find out more about the notifications you may need to make.

6530. Annex 1 - Closed book mortgages with inactive firms data [xlsm]

      Data Published: 29/11/2021
      This data book contains the underlying data used in Annex 1 - Summary of the characteristics of the population of closed book mortgages with inactive firms.