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Information on whistleblowing reports for 2019 to 2021 - May 2022
The FCA provides data on whistleblowing reports for 2019 to 2021. -
How to complete checklists and cross-reference lists
Instructions to help issuers, sponsors and advisers fill out checklists or cross-reference lists. -
Notice of Undertaking: London General Insurance Company Limited [pdf]
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Financial crime controls at challenger banks
Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK -
Statement on EBA guidelines on remuneration policies for public consultation
These guidelines are not final at this stage. However, we strongly encourage firms to consider them, the likely impacts on their business, and respond to this consultation. ... It is open for three months after which the EBA will consider the feedback -
FCA bans motor finance firm’s range of online adverts
The Financial Conduct Authority (FCA) has banned a number of online adverts issued by Rix Motor Company Ltd (Rix). -
FG20/2: Primary Market Bulletin No. 30
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 30. -
New year delivers fairer home and motor insurance renewals
From 1 January insurers will be banned from quoting customers a higher price for renewing their home or motor insurance than they would pay if they were a new customer. -
FCA introduces rule to enhance climate-related disclosures
The FCA has published a Policy Statement promoting better climate-related financial disclosures for UK premium listed commercial companies. -
PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules
PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules.