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6551. FCA consults on reforms to improve the effectiveness of UK primary markets

      Press Releases Published: 05/07/2021 Last modified: 05/07/2021
      The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic

6552. FCA confirms help for mortgage borrowers struggling with payments

      Press Releases Published: 10/03/2023 Last modified: 13/03/2023
      The FCA has confirmed final mortgage guidance, setting out the ways mortgage lenders can help customers worried about or already struggling with their mortgage payments because of the rising cost of living.

6553. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

      Policy statements Published: 28/06/2017 Last modified: 05/04/2018
      This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

6554. PS22/12: Pensions Dashboards rules for pension providers

      Policy statements Published: 01/11/2022 Last modified: 29/04/2024
      Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards.

6555. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

      Press Releases Published: 31/03/2017 Last modified: 31/03/2017
      The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

6556. DP16/2: CASS 7A and the Special Administration Regime Review

      Discussion papers Published: 09/03/2016 Last modified: 09/11/2016
      This discussion paper sets out our response to the recommendations in the Bloxham Final Report addressed to us and seeks industry views on the discussion points raised. ... from our final proposals in PS14/9: Review of the client assets regime for

6557. FCA finalises rules to improve the protection of client money and custody assets

      Press Releases Published: 10/06/2014 Last modified: 10/06/2014
      The final rules address lessons learnt from recent insolvencies, feedback from firms themselves and observations from the FCA’s specialist Client Assets Unit. ... The final report was published in January 2014. The report contains a large number of

6558. Personal loans and coronavirus: updated temporary guidance for firms [pdf]

      Finalised guidance Published: 01/07/2020
      This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of personal loans customers.

6559. PS23/10: FCA regulated fees and levies 2023/24

      Policy and guidance Policy statements Published: 04/04/2023 Last modified: 04/07/2023
      We publish our final 2023/24 regulated fees and levies including feedback on CP22/7.

6560. FCA calls on firms to improve treatment of politically exposed persons (PEPs)

      Press Releases Published: 18/07/2024 Last modified: 18/07/2024
      The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly.