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Showing 6571 to 6580 of 7139 search results for final notice.
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FCA publishes terms of reference for asset management market study
The FCA aims to publish interim findings in summer 2016 and a final report by the early 2017. -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
FCA clarifies fairer treatment of regular premium PPI complaints
The Financial Conduct Authority (FCA) has today issued a consultation paper on new guidance about the handling of certain regular premium payment protection insurance (PPI) complaints. The proposed guidance clarifies FCA expectations. -
FCA sets expectations ahead of incoming crypto marketing rules
Tough new rules designed to make the marketing of cryptoasset products clearer and more accurate, and that ban incentives like ‘refer a friend’ bonuses, will come into force on 8 October. -
Information for SIPP operators in light of Berkeley Burke administration
On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators -
Quarterly Consultation Paper No. 14: CP16/21
We will publish feedback on responses in future editions of the Handbook Notice once we have reviewed your comments. -
Max Recoveries / Max Recovery (Clone of FCA authorised firm)
Max Recoveries / Max Recovery (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules
PS14/13: Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to CP14/5 and final rules. ... PS14/13 Changes to regulatory reporting: Adviser charging and product sales data (PSD), including feedback to -
PS24/9: Payment optionality for investment research
The FCA sets out final rules on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.