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  1. Third consultation on new prudential regime for UK investment firms

    News stories Published: 06/08/2021 Last modified: 06/08/2021
    We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

  2. £12 million compensation to be paid to thousands of struggling borrowers

    Press Releases Published: 03/11/2022 Last modified: 03/11/2022
    The FCA expects lenders to learn the lessons from good and poor practice during the Covid-19 pandemic to help borrowers during the cost-of-living squeeze.

  3. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

  4. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

    Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
    As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension

  5. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    Publication of FCA and PRA final rules on accountability (including feedback on FCA the FCA/PRA consultation on forms, consequential and transitional aspects, CP14/31) – Spring/Summer 2015. ... Final deadline for firms to submit their grandfathering

  6. Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998 - Annexes [pdf]

    Notices and decisions Published: 22/05/2019

  7. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

    Policy statements Published: 30/03/2015 Last modified: 12/01/2023
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.

  8. FCA proposes ban on sale of crypto-derivatives to retail consumers

    Press Releases Published: 03/07/2019 Last modified: 04/09/2020
    The FCA is proposing rules to address harm to retail consumers from the sale of derivatives and exchange traded notes referencing certain types of cryptoassets.

  9. City Credit Capital (UK) Ltd (CCCUK) enters administration

    News stories Published: 04/07/2023 Last modified: 04/08/2023
    Gary Paul Shankland and Jamie Taylor of Begbies Traynor (Central) LLP and Christopher Andersen of AABRS Limited were appointed as Joint Administrators of CCCUK following an application by CCCUK’s directors. 

  10. Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty

    Statements Published: 17/01/2014 Last modified: 08/11/2016
    There are a number of steps for the FCA to complete before we are in a position to share our final findings, which will include an assessment of all relevant material, ... This has been a complex and lengthy review – it is therefore important that we
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