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  1. MF Global investors – your questions answered

    News stories Published: 02/04/2012 Last modified: 23/04/2013
    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you

  2. PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation

    Policy statements Published: 22/06/2017 Last modified: 20/12/2017
    This Policy Statement sets out our near final rules to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2018.

  3. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    FSA Handbook Notice 122, chapter 4. ... FCA Handbook Notice No 7, chapter 3. radios. Yes. No. What can we do to improve pages like this?

  4. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

  5. FCA news and publications now available in a daily email alert

    News stories Published: 19/02/2021 Last modified: 22/02/2021
    The FCA now publishes a daily news and publications email alert.

  6. CP15/7: Proposed changes to our pension transfer rules

    Consultation papers Published: 04/03/2015 Last modified: 07/02/2022
    We are consulting on proposed changes to our rules which will be necessary following a proposed amendment to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO) that will make advising on the conversion or transfer of

  7. PS18/17: The European Money Market Funds (MMF) Regulation

    Policy statements Published: 24/01/2018 Last modified: 11/07/2018
    In this Policy Statement, we respond to feedback arising from CP18/4 and publish final rules amending our Handbook to ensure consistency with the requirements of the EU Money Market Funds (MMF) Regulation. We also apply fee schedules to enable us

  8. Publication of costs and charges data by workplace personal pension providers

    Life insurers and pension providers Statements Published: 03/06/2021 Last modified: 03/06/2021
    Our expectations of providers for the first publication of costs and charges information under the new rules. 

  9. Summary of temporary reliefs for companies reporting published financial information

    Markets Published: 27/01/2021 Last modified: 23/03/2022
    A summary of temporary reliefs for companies reporting published financial information.

  10. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases Published: 28/07/2022 Last modified: 28/07/2022
    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation
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