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FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor
Following consultation on draft guidance, we publish here our final guidance on these matters. -
The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins
FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst). -
FCA planning reform of the listing regime to boost growth and competitiveness
The FCA sets out its vision to attract more high quality, growth companies to the UK -
PS21/7: FCA regulated fees and levies 2021/22
We publish our final 2021/22 regulated fees and levies including feedback on CP21/8. -
SK8 Financial Services Limited (SK8) and Geoffrey Fincher
Customers of SK8 Financial Services Limited (SK8) should be aware that from 10 December 2013, SK8 is no longer permitted by the FCA to provide any regulated financial services in the UK. -
PS17/11: Review of appropriate qualification exam standards
This Policy Statement sets out the final, updated appropriate exam standards (AES) for appropriate qualifications listed in the FCA's training and competence sourcebook. -
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance
PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance. ... PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance[PDF]. -
Safe custody services firm review findings
Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice -
FCA overhauls listing rules to boost growth and innovation on UK stock markets
The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors. -
Consumer credit — high-cost short-term credit lending data
This page highlights insightful findings about the high-cost short-term credit market, drawing on both the new regulatory return data submitted to the FCA by consumer credit firms and the FCA's Financial Lives Survey 2017.