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Showing 6721 to 6730 of 7140 search results for final notice.

6721. FCA publishes a Discussion Paper on the client money distribution rules and the Special Administration Regime

      Press Releases Published: 09/03/2016 Last modified: 09/03/2016
      His final report was published in January 2014 (Bloxham final report) and contained a number of recommendations relating to the SAR regulations, the CASS rules and the procedures administrators follow in ... This DP sets out our response to the

6722. Branch and ATM closures or conversions; good practice and areas for improvement

      Data Published: 23/02/2022 Last modified: 25/01/2023
      Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions.

6723. PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules

      Policy statements Published: 01/07/2014 Last modified: 01/07/2014
      PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules.

6724. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

      Policy statements Published: 29/04/2016 Last modified: 29/04/2016
      PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. ... PS16/14: Financial Services Compensation Scheme: Changes to the Compensation sourcebook: feedback on CP15/40 and final

6725. FCA agrees plan for a phased implementation of Strong Customer Authentication

      Press Releases Published: 13/08/2019 Last modified: 17/11/2023
      The FCA has today agreed a plan that gives the payments and e-commerce industry extra time to implement Strong Customer Authentication (SCA).

6726. Defined benefit pension transfers market data October 2018-March 2020

      Data Published: 18/01/2021 Last modified: 29/01/2021
      Defined benefit pension transfers market data October 2018-March 2020

6727. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion

      Discussion papers Published: 26/05/2022 Last modified: 17/08/2022
      This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change.

6728. Testing what gets consumers engaged with their pension – and why

      Research Published: 08/12/2023 Last modified: 13/12/2023
      This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang.

6729. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

      Policy statements Published: 08/12/2015 Last modified: 11/08/2023
      Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

6730. Impact assessment: Handbook Notice 28 [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to Handbook Notice 28. It has been verified by the Regulatory Policy Committee.