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Showing 6731 to 6740 of 7141 search results for final notice.

  1. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    Following consideration of feedback, we aim to publish a policy statement in Q2 2015, with final rules to be scheduled to take effect on 1 October 2015, when the temporary product

  2. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    for non-directive insurers, a consultation on individual accountability. These documents will be followed by final rules.

  3. Impact assessment: Handbook Notice 28 [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to Handbook Notice 28. It has been verified by the Regulatory Policy Committee.

  4. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.

  5. PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 03/09/2016
    PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance. ... Firms should review our policy statement to ensure they comply with our final rules and guidance.

  6. Tribunal upholds FSA decision to fine firm £8m for market abuse

    Press Releases Published: 28/01/2013 Last modified: 28/01/2015
    The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as

  7. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  8. FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions

    Finalised guidance Published: 02/11/2023 Last modified: 02/11/2023
    The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers.

  9. Guidance for firms supporting their existing mortgage borrowers impacted by the rising cost of living

    Mortgage lenders and intermediaries Statements Published: 07/12/2022 Last modified: 08/12/2022
    The FCA is consulting on draft guidance explaining a range of options firms have to support customers, including varying a contract for forbearance purposes.

  10. PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules

    Policy statements Published: 08/05/2014 Last modified: 23/11/2021
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules.
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