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Showing 6761 to 6770 of 7141 search results for final notice.

6761. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

      Policy statements Published: 02/06/2020 Last modified: 02/06/2020
      The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities

6762. The FCA’s response to the Complaints Commissioner’s Report into our oversight of LCF - 15 March 2022 [pdf]

      Corporate documents Published: 15/03/2022
      The FCA’s response to the Complaints Commissioner’s Report into our oversight of LCF - published on 15 March 2022.

6763. Changes to DTR 2.5: delay in the disclosure of inside information: PS17/2

      Policy statements Published: 28/11/2016 Last modified: 24/02/2017
      In this Policy Statement we summarise the feedback we received to the Consultation Paper CP16/38 - DTR 2.5 changes: delay in the disclosure of inside information - and publish the final rules.

6764. CP14/16: Proposed rules for independent governance committees

      Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
      We intend to publish our policy statement and final rules for IGCs early in the New Year. ... We expect our final rules to come into force on 6 April 2015, alongside other pension reform measures.

6765. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text

      Policy statements Published: 02/04/2014 Last modified: 07/02/2022
      This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised

6766. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules

      Policy statements Published: 20/12/2023 Last modified: 17/07/2024
      We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024.

6767. GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration

      Guidance consultations Published: 26/03/2015 Last modified: 26/03/2015
      This was intended to address weaknesses in the alignment between risk and reward that were highlighted in the final report of the Parliamentary Commission on Banking Standards (PCBS), Changing Banking For

6768. FCA secures eight confiscation orders totalling almost £2.2 million

      Press Releases Published: 24/05/2017 Last modified: 24/05/2017
      The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. 

6769. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

      Policy statements Published: 19/01/2018 Last modified: 01/06/2018
      This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).

6770. Information in relation to FCA exercise of competition enforcement powers - November 2021

      FOI Release Date of Release: 05/11/2021
      The FCA provides information regarding what actions it took in relation to competition enforcement powers.