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Showing 6771 to 6780 of 7141 search results for final notice.

6771. Information in relation to FCA exercise of competition enforcement powers - November 2021

      FOI Release Date of Release: 05/11/2021
      The FCA provides information regarding what actions it took in relation to competition enforcement powers.

6772. PS20/4: Amendment of COBS 21.3 permitted link rules

      Policy statements Published: 04/03/2020 Last modified: 04/03/2020
      This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.

6773. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

      Press Releases Published: 21/07/2014 Last modified: 21/07/2014
      ETVs may be offered by employers to incentivise members to transfer out of their DB pension schemes, such as a final salary scheme, into a defined contribution (DC) scheme, typically a

6774. PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules

      Policy statements Published: 27/03/2015 Last modified: 27/03/2015
      PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules. ... This Policy Statement sets out our final rules for implementation of the Mortgage Credit Directive and the

6775. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

      Policy statements Published: 02/12/2021 Last modified: 02/12/2021
      We set out our new rules to make primary markets work more effectively for both companies and investors.

6776. FCA response to the Complaints Commissioner’s Final Report into the Financial Conduct Authority’s oversight of Premier FX Limited (PFX) published on 18 December 2023 [pdf]

      Corporate documents Published: 18/12/2023
      The FCA’s response to the Complaints Commissioner’s Final Report into the Financial Conduct Authority’s oversight of Premier FX Limited (PFX).

6777. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

      Policy statements Published: 04/02/2015 Last modified: 29/05/2018
      PS15/3: Final rules for independent governance committees, including feedback on CP14/16. ... This Policy Statement summarises the responses to our consultation, provides our response to the feedback and publishes the final rules.

6778. Aggregate complaints data: 2018 H2

      Data Published: 18/04/2019 Last modified: 18/04/2019
      This page focuses on complaints that financial services firms reported during the second half (H2) of 2018, between 1 July and 31 December 2018. This includes the latest trends and analysis by product group.

6779. Finalised Guidance: Cancellations and refunds: helping consumers with rights and routes to refunds [pdf]

      Finalised guidance Published: 02/10/2020 Last modified: 02/10/2020
      Following the feedback received, we propose to make some additions to our final guidance which outlines our expectations for insurance and card providers when helping consumers who are trying to claim money back following a cancelled trip or event.

6780. FCA confirms plans to protect new funeral plan customers from July 2022

      News stories Published: 05/11/2021 Last modified: 05/11/2021
      Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails.