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  1. FCA urges victims to claim compensation for Ian Hudson's illegal activities

    Press Releases Published: 20/06/2024 Last modified: 20/06/2024
    The FCA urges victims of Ian Hudson's fraudulent trading to come forward for compensation by 3 July 2024.

  2. GC24/4: Proposed amendments to Guidance on the treatment of politically exposed persons

    Guidance consultations Published: 18/07/2024 Last modified: 18/07/2024
    We are consulting on changes to our Guidance for firms on applying a proportionate and risk-based approach to UK Politically Exposed Persons.

  3. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  4. FG14/2 - General guidance on the AIFM Remuneration Code (SYSC 19B)

    Finalised guidance Published: 31/01/2014 Last modified: 31/01/2014
    We have briefly summarised the comments received, our responses and the consequential changes to the guidance in the Handbook Notice.

  5. Five individuals banned and fined for causing losses to pension customers

    Press Releases Published: 09/05/2022 Last modified: 09/05/2022
    The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.

  6. Authorised fund managers’ assessments of their funds’ value

    Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
    This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

  7. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

  8. TR15/3: Arrears and Forbearance in High-Cost Short-term Credit

    Thematic reviews Published: 10/03/2015 Last modified: 10/03/2015
    TR15/3 Arrears and Forbearance in High-Cost Short-Term Credit: Final Report of Thematic Review [PDF].

  9. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm

  10. CP15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU)

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    The resulting Market Abuse Regulation (EU MAR) was adopted by the European Parliament and the Council of the European Union and published in its final form in the Official Journal of ... Canary Wharf. London E14 5HS. We will consider your feedback and
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