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Showing 6821 to 6830 of 7141 search results for final notice.

6821. PS18/7: Staff incentives, remuneration and performance management in consumer credit firms

      Policy statements Published: 27/03/2018 Last modified: 27/03/2018
      This FCA Policy Statement responds to feedback arising from CP17/20 and it sets final rules for staff incentives, remuneration and performance management in consumer credit firms.

6822. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers

      Finalised guidance Published: 29/05/2018 Last modified: 15/02/2022
      This final guidance sets our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.

6823. Compensatory payments for complaint handling delays

      About us How we operate Published: 29/04/2022 Last modified: 01/11/2023
      Read about the FCA's approach when we consider making a payment because of the distress or inconvenience caused by avoidable delays in our complaint handling.

6824. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

      Press Releases Published: 12/03/2019 Last modified: 12/03/2019
      On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector

6825. Tribunal upholds the Financial Conduct Authority’s decision to fine investment adviser

      Statements Published: 21/05/2015 Last modified: 21/05/2015
      statement. When the FCA published the Decision Notices in this case, they were sent by email to a small number of media outlets with a short statement. ... nature of the Decision Notices and did not comply with the protocol set out previously by the

6826. CP18/2: Financial Services Compensation Scheme - Management Expenses Levy Limit 2018/19

      Consultation papers Published: 18/01/2018 Last modified: 21/02/2018
      In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS). Management expenses are the operating costs of the FSCS.

6827. FCA fines Standard Chartered Bank £102.2 million for poor AML controls

      Press Releases Published: 09/04/2019 Last modified: 09/04/2019
      The Financial Conduct Authority (FCA) has fined Standard Chartered Bank (Standard Chartered) £102,163,200 for Anti-Money Laundering (AML) breaches in two higher risk areas of its business. This is the second largest financial penalty for AML

6828. Occasional Paper No. 26: From advert to action: behavioural insights into the advertising of financial products

      Occasional papers Published: 12/04/2017 Last modified: 21/07/2017
      How are we affected by financial advertising? What do we pay attention to and when might we be misled? In this paper we explore the science of advertising to answer these questions.

6829. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

      Policy statements Published: 02/01/2015 Last modified: 07/02/2022
      This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.

6830. PS21/8: Regulation of funeral plans - Feedback to CP21/4 and final rules

      Policy statements Published: 02/03/2021 Last modified: 05/07/2021
      This policy statement sets out our final rules, guidance and standards as the pre-paid funeral plans sector enters our regulation.