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June 2020 update of position limits for some commodity derivative contracts
The FCA has published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017 (MIFI Regs). -
CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22. -
PS17/6: Disclosure rules following application of PRIIPs Regulation
It sets out how our disclosure requirements will change to reflect the introduction of the PRIIPs key information document (KID), and sets out final rules and guidance. -
FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2
We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK. -
GC13/5 Supervising retail investment advice: inducements and conflicts of interest
We expect firms to review, and, if necessary, revise their existing agreements in light of the final guidance we publish following consultation. -
FCA calls on consumers to act now as PPI complaints deadline pressure builds
As new ads launch today, 90s icon Mr Motivator and personal finance expert Sarah Pennells join ‘Animatronic Arnie’ on FCA’s ‘Pressure’s on Panel’ to help galvanise consumer action The FCA releases latest figures on PPI -
News for customers of P.F. (International) Limited (“the firm”), a distributor of Kirby Vacuum Cleaners in the South West area of England
This part of the First Supervisory Notice took effect from 1 November 2018. ... They may wish to take a copy of their paperwork and the First Supervisory Notice to get advice on their legal position. -
TR14/14 - Redress for payment protection insurance (PPI) mis-sales
working well, and that the PPI issue is now entering what we believe to be its final stages. ... We anticipate publishing another, potentially final, update on the PPI issue in 2015, setting out the further progress that firms have made and what work if -
FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability
The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’ -
FCA sets out proposals to tackle concerns about general insurance pricing
The final report of our market study into the pricing of home and motor insurance. We are concerned these markets are not working well for consumers and set out proposed remedies to address this.