Search results

Showing 6871 to 6880 of 7141 search results for final notice.

6871. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

      Policy statements Published: 27/11/2014 Last modified: 17/08/2021
      This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

6872. CP18/29: Temporary permissions regime for inbound firms and funds

      Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
      The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to

6873. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

      Press Releases Published: 28/05/2014 Last modified: 28/05/2014
      In the Decision Notice, the Authority decided that it was appropriate to impose a financial penalty of £450,000. ... The Authority published its Decision Notice against Mr Hannam on 3 April 2012.

6874. PS15/13: Guaranteed Asset Protection insurance: competition remedy

      Policy statements Published: 10/06/2015 Last modified: 24/10/2016
      In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

6875. Reforms will make financial advice and guidance work better for consumers

      Press Releases Published: 14/03/2016 Last modified: 14/03/2016
      Reforms will make financial advice and guidance work better for consumers. Press Releases First published:. 14/03/2016. Last updated: 14/03/2016. Share page. Reforms will make financial advice and guidance work better for consumers. Millions of

6876. PS14/1: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

      Policy statements Published: 31/01/2014 Last modified: 12/01/2023
      Final rules on the first two of the proposals we consulted on in CP13/4 in July 2013.

6877. FCA resolves High Court proceedings in relation to unauthorised deposit taking

      Press Releases Published: 30/06/2022 Last modified: 01/07/2022
      Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme.

6878. PS22/1: FCA authorisation application fees: new structure

      Policy statements Published: 10/01/2022 Last modified: 10/01/2022
      We are setting out the new structure for authorisation application fees that comes into effect from 24 January 2022.

6879. Increasing transparency and engagement at renewal in general insurance markets: PS16/21

      Policy and guidance Published: 10/08/2016 Last modified: 07/03/2017
      In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.

6880. CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

      Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
      The paper follows both regulators’ responses in October 2013 to the final report of the Parliamentary Commission on Banking Standards (PCBS), ‘Changing Banking for Good’. ... The PRA and FCA each plan to publish Policy Statement(s) containing their