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Showing 6891 to 6900 of 7141 search results for final notice.

6891. FCA confirms accountability rules for wholesale traders and interim rules on regulatory references

      Press Releases Published: 04/02/2016 Last modified: 19/04/2016
      The responses to the regulatory references consultation paper CP15/31 raised a number of complex issues which require further deliberation before final rules are made. ... The final rules will be accompanied by a transition period to allow firms time to

6892. Creating a fair and competitive environment for retail banking in the interests of consumers

      Speeches Published: 26/11/2014 Last modified: 26/11/2014
      Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version.

6893. Information on number of notices received ceasing to perform senior management or controlled functions due to redundancy, dismissal or suspension - November 2020

      FOI Release Date of Release: 24/11/2020
      FCA provides information on number of notices received ceasing to perform senior management or controlled functions due to redundancy, dismissal or suspension.

6894. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

      Consultation papers Published: 15/11/2018 Last modified: 19/06/2019
      This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.

6895. 15 million Brits suffer in silence as they lack confidence to complain

      Press Releases Published: 08/11/2018 Last modified: 08/11/2018
      Three quarters of consumers avoid making complaints Younger generation stew on issues rather than speaking up Poor travel etiquette and unhelpful shop assistants among top unspoken gripes Gok Wan and restaurateur and TV presenter Fred

6896. PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules

      Policy statements Published: 02/05/2023 Last modified: 02/05/2023
      We set out the final rules for a new financial resilience regulatory return for solo-regulated firms.

6897. Numbers of notices of ceasing to perform senior management functions and controlled functions received by the FCA

      FOI Release Date of Release: 19/09/2021
      FCA provided numbers of notices of ceasing to perform senior management functions, and controlled functions, received by the FCA

6898. Occasional Paper No. 15: Quid pro quo? What factors influence IPO allocations to investors?

      Occasional papers Published: 13/04/2016 Last modified: 18/10/2016
      revenue clients when deciding on final allocations in IPOs.

6899. FCA Statement – authorising and supervising insurance special purpose vehicles [pdf]

      Policy statements Published: 13/12/2017
      In this Statement the Financial Conduct Authority (FCA) sets out its approach and expectations when authorising and supervising insurance special purpose vehicles (ISPVs) in line with the FCA’s objectives and Threshold Conditions. This statement

6900. FCA fines Ghana International Bank Plc £5.8m for failings in its anti-money laundering controls

      Press Releases Published: 23/06/2022 Last modified: 23/06/2022
      Ghana International Bank Plc (GIB) £5,829,900 for poor anti-money laundering and counter-terrorist financing controls.