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Two individuals face bans and £1.3m fine for pension transfer advice failings
The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process. -
PS14/14: CRD IV – Changes to EBA high earners and benchmarking information reports, including feedback to CP14/19 and final rules
The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. -
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi
In the final quarter of 2008, the Fund suffered massive losses amounting to approximately 85% of its value. -
Investigations and Authorisation of Payment and Electronic Money Institutions - January 2022
The FCA answers multiple questions regarding Payments Institutions and Electronic Money Institutions. -
FCA publishes finalised guidance on inducements for product providers and advisory firms
In finalised guidance on inducements published today, the Financial Conduct Authority (FCA) makes it clear that financial advisers and product providers share the responsibility of managing potential conflicts of interests when receiving and making -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London. -
CP24/15: Extending the temporary changes to handling rules for motor finance complaints
We are consulting on extending certain rules we made for DCA complaints in PS24/1. -
PS16/7: Future regulatory treatment of CCA regulated first charge mortgages
In this Policy Statement we report on the main issues arising from Consultation Paper CP15/36 (Future regulatory treatment of CCA regulated first charge mortgages) and publish the final rules. ... In general, respondents agreed with our proposed -
CP15/41: Increasing transparency and engagement at renewal in general insurance markets
We are proposing:. Rules that require firms to disclose last year’s premium on renewal notices. -
FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing
The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.