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Showing 6921 to 6930 of 7141 search results for final notice.

6921. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

      Statements Published: 01/08/2014 Last modified: 01/08/2014
      A final report will be published in December 2014. It will set out the charging structures of in-scope workplace pension schemes as well as showing the impact of these charging ... The final report will also include any IPB recommendations for

6922. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

      Press Releases Published: 10/07/2015 Last modified: 24/04/2019
      This involves assessing whether a referral for an enforcement investigation is appropriate before a final decision is made by relevant senior staff.

6923. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

      Policy statements Published: 04/02/2016 Last modified: 26/05/2016
      This policy statement sets out final rules for the new accountability framework, which we consulted on in July 2015. ... Our feedback on CP15/21 and final rules will be of primary interest to banks, building societies, credit unions and PRA-designated

6924. Non-advised drawdown pension sales review: summary of findings

      Multi-firm reviews Published: 28/03/2018 Last modified: 28/03/2018
      The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits.

6925. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

      Speeches Published: 29/11/2022 Last modified: 08/01/2024
      Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

6926. CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts

      Consultation papers Published: 31/05/2018 Last modified: 19/12/2018
      As part of our ongoing review of high-cost credit products, we are publishing our proposed rules and guidance for consultation. We have also identified a number of areas for discussion.

6927. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

      Statements Published: 27/03/2018 Last modified: 27/03/2018
      The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors

6928. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

      Press Releases Published: 17/12/2014 Last modified: 17/12/2014
      The Independent Project Board (IPB) responsible for overseeing the audit of charges and benefits in legacy defined contribution (DC) workplace pension schemes has today issued its final report.

6929. Further guidance on enhancing resilience in Liability Driven Investment

      Multi-firm reviews Published: 24/04/2023 Last modified: 24/04/2023
      The FCA contacted asset managers as they enhance their resilience and review the vulnerabilities they experienced. This publication shares guidance and recommendations for LDI managers.

6930. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks

      Policy statements Published: 08/02/2016 Last modified: 08/02/2016
      In this Policy Statement we report on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules.