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Showing 6941 to 6950 of 7141 search results for final notice.
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FCA action delivers £80 million savings in fees for credit card customers
In recent years, the FCA has focused on reducing the risk of harm that flows from customers being in debt that they cannot afford to repay. Some key areas of work have included: Targeted supervisory work to mitigate the risks from poor culture and -
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on ... In this Policy Statement we report on the main issues arising from the -
PS18/3: Perimeter guidance on personal recommendations on retail investments
This Policy Statement sets out our response to feedback on new perimeter guidance on what constitutes a personal recommendation, which we published in consultation CP17/28: FAMR Implementation Part II and insistent clients (PDF). -
Underlying data for Montly PPI complaints before and during campaign - May 2021
The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019. -
FCA stops AJH Financial Services Limited disposing of assets without permission
We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission. -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
Publishing the final findings following the Retirement Income Market Study, proposing remedies which included making customers more aware of annuity rates available on the open market when discussing annuities, and simplifying -
FS23/5: Review of rules extending SME access to the Financial Ombudsman Service
We set out our findings on whether the thresholds for small and medium sized enterprises (SMEs) to be able to refer complaints to the Financial Ombudsman Service (Ombudsman Service) remain appropriate. -
TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration
TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives. -
CP14/6: FCA regulated fees and levies: rates proposals 2014/15
We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service. -
FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10
We plan to publish our final rules later in the year, as soon as is possible after the secondary legislation is finalised. ... We will also include any remaining technical changes (including any further consequential changes) in our final Handbook rules.