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  1. CP15/14: FCA Regulated fees and levies: rates proposals 2015/16

    Consultation papers Published: 25/03/2015 Last modified: 03/05/2024
    We are consulting on our proposed 2015/16 regulatory fees and levies.

  2. Impact assessment: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II (PS15/31) [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to changes to Approved Persons Regime for insurers not subject to Solvency II. It has been verified by the Regulatory Policy Committee.

  3. Temporary intervention on the marketing of speculative mini-bonds to retail investors

    Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
    We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.

  4. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

  5. FG16/7: Payment Accounts Regulations 2015 - regulation 13 (packaged accounts)

    Finalised guidance Published: 01/08/2016 Last modified: 01/08/2016
    In March 2016 we consulted on guidance on the provisions on packaged accounts contained in the Payment Accounts Regulations 2015 (PARs). We have now published the finalised guidance.

  6. Impact assessment: Proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules [pdf]

    Impact assessments Published: 29/06/2017 Last modified: 29/06/2017
    This impact assessment relates to proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules. It has been verified by the Regulatory Policy Committee.

  7. FSA fines Royal Bank of Scotland Group £5.6m for UK sanctions controls failings

    Press Releases Published: 03/08/2010 Last modified: 29/11/2021
    The Financial Services Authority (FSA) has today fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions.

  8. CP13/1: FCA Regulated fees and levies: Rates proposals 2013/14

    Consultation papers Published: 08/04/2013 Last modified: 10/08/2021
    This CP is relevant to all firms that pay fees and levies to the FCA, the FOS and MoneyHelper (formerly the Money Advice Service).

  9. Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector

    Press Releases Published: 30/07/2014 Last modified: 04/11/2019
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector.

  10. CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance

    Consultation papers Published: 02/03/2016 Last modified: 02/03/2016
    We will consider your feedback and publish our final Handbook changes and finalised guidance as soon as possible before the implementation deadline of 18 September 2016.
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