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FSA publishes guidance to help firms avoid poorly managed incentive schemes that drive mis-selling
The Financial Services Authority (FSA) has published final guidance that will help financial firms avoid creating and operating incentives schemes that drive mis-selling. -
Call for Input: Ongoing support for consumers affected by coronavirus: mortgages and consumer credit
We’re asking for views on what should happen to consumers coming to the end of a second payment deferral for mortgage and consumer credit products. -
PS23/15: Remuneration: Ratio between fixed and variable components of total remuneration
We set out joint rule changes with the Prudential Regulation Authority (PRA) to remove the existing limits on the ratio between fixed and variable components of total remuneration (‘the bonus cap’). -
FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps
This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps. -
New rules will protect consumers from harmful fee-charging credit broking practices, says FCA
the broker has provided an explicit notice to the customer (an ‘information notice’), setting out:. ... Each broker will have to send its own information notice, and receive its own customer confirmation, before being able to charge a fee. -
CP13/15: Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues
It covers:. feedback to CP12/25. near-final rules based on the original proposal where we have finalised our policy position. ... Please send us your comments by 5 February 2014. Depending on the results of the consultation, we intend to implement the -
Our response to Law Commission recommendations on pension funds and social investment
In June 2017, the Law Commission made recommendations to Government and us on Pension Funds and Social Investment. A final joint response to this has now been published. -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA to introduce new Consumer Duty to drive a fundamental shift in industry mindset
Our plans will ensure a higher and more consistent standard of consumer protection for users of financial services and help to stop harm before it happens. -
FCA regulated fees and levies: insurers’ tariff data 2017/18: CP16/23
We are consulting on our proposals for a transitional provision covering insurers’ tariff data to be used to calculate their FCA periodic fees and the Financial Ombudsman Service annual levies for 2017/18.