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Showing 7031 to 7040 of 7255 search results for final notice.

7031. FCA publishes terms of reference for its investment and corporate banking market study

      Press Releases Published: 22/05/2015 Last modified: 04/11/2019
      The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.

7032. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks

      Policy statements Published: 08/02/2016 Last modified: 08/02/2016
      In this Policy Statement we report on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules.

7033. FCA publishes guidance consultation for firms who seek to limit their liabilities

      Press Releases Published: 25/01/2022 Last modified: 25/01/2022
      We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

7034. CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts

      Consultation papers Published: 31/05/2018 Last modified: 19/12/2018
      As part of our ongoing review of high-cost credit products, we are publishing our proposed rules and guidance for consultation. We have also identified a number of areas for discussion.

7035. FCA commences civil proceedings in relation to alleged unauthorised investment advisers

      Press Releases Published: 27/04/2020 Last modified: 01/05/2020
      The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against 24HR Trading Academy Ltd (24HTA) and its sole director, Mohammed Fuaath Haja Maideen Maricar.

7036. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

      Policy statements Published: 04/02/2019 Last modified: 11/09/2023
      The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

7037. FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest

      Press Releases Published: 24/05/2013 Last modified: 27/06/2019
      FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest.

7038. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

      Statements Published: 27/03/2018 Last modified: 27/03/2018
      The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors

7039. FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks

      Press Releases Published: 14/10/2022 Last modified: 14/10/2022
      The Financial Conduct Authority has fined Gatehouse Bank Plc £1,584,100 for significant weakness in its financial crime systems and controls.

7040. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

      Press Releases Published: 12/07/2016 Last modified: 12/07/2016
      Publishing the final findings following the Retirement Income Market Study, proposing remedies which included making customers more aware of annuity rates available on the open market when discussing annuities, and simplifying