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Showing 7061 to 7070 of 7141 search results for final notice.

7061. FCA consults on use of new powers to support orderly wind down of critical benchmarks

      Press Releases Published: 20/05/2021 Last modified: 20/05/2021
      Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of

7062. FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending

      Finalised guidance Published: 01/10/2014 Last modified: 01/10/2014
      FG14/8 - Guidance on the Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending. Finalised guidance First published:. 01/10/2014. Last updated: 01/10/2014. Share page. FG14/8 - Guidance on the Financial Policy

7063. FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans

      Press Releases Published: 27/03/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the

7064. FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)

      Finalised guidance Published: 06/05/2014 Last modified: 05/04/2018
      This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to

7065. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime

      Policy statements Published: 16/05/2014 Last modified: 27/04/2016
      On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime.

7066. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

      Policy statements Published: 06/10/2020 Last modified: 09/10/2020
      This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

7067. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

      Policy statements Published: 26/07/2019 Last modified: 26/07/2019
      The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.

7068. We force third firm to reverse effect of misleading British Steel Pension Scheme offers

      News stories Published: 19/05/2023 Last modified: 22/05/2023
      The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme.

7069. TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance

      Thematic reviews Published: 25/02/2014 Last modified: 30/11/2021
      This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance.

7070. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

      Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
      We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.