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Showing 7111 to 7120 of 7255 search results for final notice.

  1. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    This policy statement sets out final rules for the new accountability framework, which we consulted on in July 2015. ... Our feedback on CP15/21 and final rules will be of primary interest to banks, building societies, credit unions and PRA-designated

  2. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Insurance multi-firm review of outcomes monitoring under the Consumer Duty

    Insurance Multi-firm reviews Published: 26/06/2024 Last modified: 26/06/2024
    Our review of insurance firm approaches to monitoring customer outcomes.

  4. Financial watchdog bans referral fees for debt packagers to help struggling consumers

    Press Releases Published: 02/06/2023 Last modified: 02/06/2023
    The FCA is banning certain providers of debt advice from receiving referral fees from debt solution providers.

  5. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

    Press Releases Published: 11/08/2015 Last modified: 18/11/2021
    The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

  6. Call for Input: Ongoing support for consumers affected by coronavirus: mortgages and consumer credit

    Firms Calls for input Published: 31/07/2020 Last modified: 07/08/2020
    We’re asking for views on what should happen to consumers coming to the end of a second payment deferral for mortgage and consumer credit products.

  7. Finalised Guidance: Cancellations and refunds: Helping consumers with rights and routes to refunds

    Finalised guidance Published: 01/10/2020 Last modified: 01/04/2021
    Since the outbreak of the coronavirus (Covid-19) pandemic, there has been an unprecedented number of cancellations of trips, holidays, and other events. 

  8. CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing

    Consultation papers Published: 09/03/2020 Last modified: 17/03/2020
    In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to

  9. CP13/15: Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues

    Consultation papers Published: 05/11/2013 Last modified: 27/04/2016
    It covers:. feedback to CP12/25. near-final rules based on the original proposal where we have finalised our policy position. ... Please send us your comments by 5 February 2014. Depending on the results of the consultation, we intend to implement the

  10. PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Policy statements Published: 06/11/2015 Last modified: 08/11/2016
    In this Policy Statement we report on the main issues arising from CP15/11 and publish final rules.
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