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Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)
Page updates. 26/04/2019: Information added Updated final paragraph. radios. Yes. No. -
CP14/19: CRD IV - EBA high earners and benchmarking information report
The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking. The new guidelines amend the existing template and request more detailed information, -
FCA consults on use of new powers to support orderly wind down of critical benchmarks
Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of -
PS22/16: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251
This PRA and FCA policy statement provides feedback to responses to FCA CP22/13. It also contains the PRA’s and FCA’s final policy, -
PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
In this paper we set out our final requirements and guidance on recovering the costs of OPBAS through fees. -
Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs). -
FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)
This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to -
We force third firm to reverse effect of misleading British Steel Pension Scheme offers
The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
Looking forward, we’ll be publishing the final cash savings report soon. -
New rules for claims management companies to boost consumer protection and professionalism
The Financial Conduct Authority (FCA) today published new rules and fees that will apply to all claims management companies (CMCs) from April 2019. That’s when the FCA takes over responsibility for regulating the firms, which help thousands of