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Showing 7181 to 7190 of 7255 search results for final notice.

7181. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

      Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
      We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.

7182. Restrictions placed on Nexus Independent Financial Advisers and Nexus Investment Managers

      News stories Published: 31/01/2023 Last modified: 31/01/2023
      On 25 January 2023, the FCA imposed a number of restrictions on Nexus Independent Financial Advisers and Nexus Investment Managers preventing them from carrying out any regulated activities and restricting access to their assets due to concerns

7183. Impact assessment: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II (PS15/31) [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to changes to Approved Persons Regime for insurers not subject to Solvency II. It has been verified by the Regulatory Policy Committee.

7184. Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group

      Press Releases Published: 08/11/2016 Last modified: 08/11/2016
      This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty.

7185. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

      Policy statements Published: 06/10/2020 Last modified: 09/10/2020
      This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

7186. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

      Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
      We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.

7187. Countdown to new mortgage lending rules – FCA publishes simple guide to explain the changes to consumers

      Press Releases Published: 14/04/2014 Last modified: 06/01/2017
      The mortgage industry has been busy getting ready for the changes for about 18 months and many firms are using the new approach already, so some borrowers will not notice the

7188. Impact assessment: Proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules [pdf]

      Impact assessments Published: 29/06/2017 Last modified: 29/06/2017
      This impact assessment relates to proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules. It has been verified by the Regulatory Policy Committee.

7189. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime

      Policy statements Published: 16/05/2014 Last modified: 27/04/2016
      On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime.

7190. TR14/3 - Thematic Review - Mortgage lenders’ arrears management and forbearance

      Thematic reviews Published: 25/02/2014 Last modified: 30/11/2021
      This report summarises the key findings of our thematic review of mortgage lenders’ arrears management and forbearance.