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Showing 7251 to 7255 of 7255 search results for final notice.

  1. Ending reliance on LIBOR: Overview of progress made on transition to overnight risk-free rates and what remains to be done

    Speeches Published: 21/02/2019 Last modified: 21/02/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Investment Association, London. 
  2. CP14/21: Feedback and Policy Statement on CP14/02, consultation on joint sponsors and call for views on sponsor conflicts

    Consultation papers Published: 26/09/2014 Last modified: 29/05/2018
    In CP14/21 we set out the detail of our feedback to the responses and final rules in relation to sponsor competence. ... The final rules will be effective from 1 October 2014, except those contained in LR8, LR11 and the definitions which will become
  3. MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors

    News stories Published: 02/12/2019 Last modified: 02/12/2019
    MIFID investment firms will need to use a new form to notify FCA of management body changes for Non-SMF Directors
  4. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

    Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
    Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.
  5. FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords

    Finalised guidance Published: 18/12/2018 Last modified: 22/10/2019
    FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords