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Showing 731 to 740 of 7090 search results for final notice.

731. FSA Final Notice 2008: OCS Property and Financial Services Limited [pdf]

     Final notices Published: 13/06/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: OCS Property and Financial Services Limited

732. Final Notice 2015: Bank of Beirut (UK) Ltd [pdf]

     Final notices Published: 05/03/2015 Last modified: 05/03/2015
     This final notice refers to breaches of PRIN 11 related to financial crime risks and failure to be open and cooperative with the Authority. We imposed a fine and a restriction.

733. Final notice 2016: Mr Kevin Clarke [pdf]

     Final notices Published: 21/06/2016 Last modified: 21/06/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative and a lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

734. FSA Final Notice 2002: Royal Bank of Scotland plc [pdf]

     Final notices Published: 01/12/2002 Last modified: 14/06/2014
     FSA Final Notice 2002: Royal Bank of Scotland plc

735. FSA Final Notice 2013: Peter Lea trading as Peter Lea Financial Management [pdf]

     Final notices Published: 08/03/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Peter Lea trading as Peter Lea Financial Management

736. FSA Final Notice 2003: ABN AMRO Equities (UK) Limited [pdf]

     Final notices Published: 01/04/2003 Last modified: 14/06/2014
     FSA Final Notice 2003: ABN AMRO Equities (UK) Limited

737. FSA Final Notice 2009: Alexei Krilov-Harrison [pdf]

     Final notices Published: 03/11/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Alexei Krilov-Harrison

738. Final Notice 2017: Alan Swift [pdf]

     Final notices Published: 03/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

739. Final Notice 2023: Keal Stevens [pdf]

     Final notices Published: 10/08/2023
     This final notice (Keal Stevens) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

740. FSA Final Notice 2007: Stephen Green trading as SG Mortgage Consultancy [pdf]

     Final notices Published: 15/08/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Stephen Green trading as SG Mortgage Consultancy