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Showing 771 to 780 of 7090 search results for final notice.

771. FSA Final Notice 2006: Christine Ola (trading as Assured Mortgages) [pdf]

     Final notices Published: 08/09/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Christine Ola (trading as Assured Mortgages)

772. FSA Final Notice 2009: Mark Lockwood [pdf]

     Final notices Published: 01/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Mark Lockwood

773. Final Notice 2015: LAFM Limited (formerly known as Lloyd Anderson Financial Management Limited) [pdf]

     Final notices Published: 12/02/2015 Last modified: 12/02/2015
     This final notice refers to breaches of Principle 11, related to threshold conditions in the consumer credit sector. We imposed a cancellation.

774. FSA Final Notice 2012: Mr George McGregor [pdf]

     Final notices Published: 08/03/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Mr George McGregor

775. Final Notice 2024: William Hofstetter [pdf]

     Final notices Published: 11/03/2024
     This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

776. FSA Final Notice 2008: Comline Group Limited [pdf]

     Final notices Published: 20/08/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Comline Group Limited

777. FSA Final Notice 2008: William John Evans [pdf]

     Final notices Published: 14/10/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: William John Evans

778. FSA Final Notice 2011: ActivTrades Plc [pdf]

     Final notices Published: 15/03/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against ActivTrades Plc

779. Final Notice 2015: David Caplin [pdf]

     Final notices Published: 22/01/2015 Last modified: 22/01/2015
     This final notice refers to breaches of APER 7 and FIT, related to wholesale conduct, benchmarks, culture/governance, lack of fitness and propriety in the trading firms sector. We imposed a fine and a prohibition.

780. FSA Final Notice 2011: On the Move Mortgages (UK) Limited [pdf]

     Final notices Published: 13/12/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against On the Move Mortgages (UK) Limited