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Showing 781 to 790 of 7090 search results for final notice.

781. FSA Final Notice 2012: Easypayment Limited [pdf]

     Final notices Published: 18/06/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Easypayment Limited

782. Final Notice 2015: Jeremy Kraft [pdf]

     Final notices Published: 22/01/2015 Last modified: 22/01/2015
     This final notice refers to breaches of APER 6, APER 7 and FIT, related to wholesale conduct, benchmarks, culture/governance, lack of fitness and propriety in the trading firms sector. We imposed a fine and a prohibition.

783. FSA Final Notice 2013: Ryan & Company Insurance Brokers [pdf]

     Final notices Published: 13/02/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Ryan & Company Insurance Brokers

784. FSA Final Notice 2008: Hakeem Adewetan [pdf]

     Final notices Published: 18/12/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Hakeem Adewetan

785. FCA Final Notice 2013: Norest Chari [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

786. FCA Final Notice 2013: Nasir Sarwar [pdf]

     Final notices Published: 03/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

787. FCA Final Notice 2014: State Street [pdf]

     Final notices Published: 31/01/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 6 and PRIN 7 related to wholesale conduct, unfair treatment of customers in the investment banks sector. We imposed a fine.

788. FCA Final Notice 2013: Abdul Majeed [pdf]

     Final notices Published: 05/08/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

789. FCA Final Notice 2014: Sultan Ahmed [pdf]

     Final notices Published: 20/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

790. FCA Final Notice 2013: Fokrul Islam [pdf]

     Final notices Published: 11/11/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.